SEC Form 4 · accession 0001570585-17-000053
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Balan Nair
Officer — EVP & CTO
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Feb 21, 2017 | A | 21,601 | A | — | — | Liberty Global Class A | 21,601 | 21,601 | D |
| Liberty Global Restricted Share Units CF1,F2 | — | Feb 21, 2017 | A | 43,203 | A | — | — | Liberty Global Class C | 43,203 | 43,203 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Feb 21, 2017 | A | 3,774 | A | — | — | LiLAC Class A | 3,774 | 3,774 | D |
| LiLAC Restricted Share Units CF1,F2 | — | Feb 21, 2017 | A | 7,549 | A | — | — | LiLAC Class C | 7,549 | 7,549 | D |
| Liberty Global Share Appreciation Rights AF3 | $37.45 | Feb 21, 2017 | A | 166,666 | A | — | Feb 21, 2024 | Liberty Global Class A | 166,666 | 166,666 | D |
| Liberty Global Share Appreciation Rights CF3 | $36.32 | Feb 21, 2017 | A | 333,334 | A | — | Feb 21, 2024 | Liberty Global Class C | 333,334 | 333,334 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.
- F3The SARs provide for vesting in three equal annual installments commencing March 1, 2018.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.