SEC Form 4 · accession 0001570585-17-000052
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diederik Karsten
Officer — EVP, Chief Commerical Officer
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Feb 21, 2017 | A | 21,601 | A | — | — | Liberty Global Class A | 21,601 | 21,601 | D |
| Liberty Global Restricted Share Units CF1,F2 | — | Feb 21, 2017 | A | 43,203 | A | — | — | Liberty Global Class C | 43,203 | 43,203 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Feb 21, 2017 | A | 3,774 | A | — | — | LiLAC Class A | 3,774 | 3,774 | D |
| LiLAC Restricted Share Units CF1,F2 | — | Feb 21, 2017 | A | 7,549 | A | — | — | LiLAC Class C | 7,549 | 7,549 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.