SEC Form 4 · accession 0001570585-17-000012
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Green
Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Jan 1, 2017 | M | 149 | $30.59 | A | 6,503 | D | |
| Liberty Global Class C | Jan 1, 2017 | M | 446 | $29.70 | A | 15,029 | D | |
| LiLAC Class A | Jan 1, 2017 | M | 25 | $21.96 | A | 1,107 | D | |
| LiLAC Class C | Jan 1, 2017 | M | 77 | $21.17 | A | 2,568 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1 | $0.00 | Jan 1, 2017 | M | 149 | D | — | — | Liberty Global Class A | 149 | 298 | D |
| Liberty Global Restricted Share Units CF1 | $0.00 | Jan 1, 2017 | M | 446 | D | — | — | Liberty Global Class C | 446 | 892 | D |
| LiLAC Restricted Share Units AF1 | $0.00 | Jan 1, 2017 | M | 25 | D | — | — | LiLAC Class A | 25 | 52 | D |
| LiLAC Restricted Share Units CF1 | $0.00 | Jan 1, 2017 | M | 77 | D | — | — | LiLAC Class C | 77 | 155 | D |
Explanation of responses
- F1Each share fund unit represents the economic equivalent of one share of Liberty Global Class A, Liberty Global Class C, LiLAC Class A or LiLAC Class C ordinary share, as the case may be. The share fund units confer no voting or other rights of share ownership. The share fund units become payable in a series of five substantially equal annual installments beginning on January 1, 2015, subject to certain other payment events.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.