SEC Form 4 · accession 0001570585-16-000830
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Dick
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Sep 30, 2016 | A | 237 | $34.18 | A | 17,643 | D | |
| Liberty Global Class CF1 | Sep 30, 2016 | A | 481 | $33.04 | A | 45,130 | D | |
| LiLAC Class AF1,F2 | Sep 30, 2016 | A | 12 | $27.59 | A | 2,996 | D | |
| LiLAC Class CF1,F2 | Sep 30, 2016 | A | 24 | $28.05 | A | 7,713 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2016.
- F2On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.