SEC Form 4 · accession 0001570585-16-000720
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Fries
Officer — President & CEO · Director
Period of report
Jun 24, 2016
Accepted (ET)
Jun 27, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Appreciation Rights AF1 | $31.87 | Jun 24, 2016 | A | 971,587 | A | Jun 24, 2016 | Jun 24, 2020 | Liberty Global Class A | 971,587 | 971,587 | D |
| Liberty Global Share Appreciation Rights CF1 | $31.61 | Jun 24, 2016 | A | 967,468 | A | Jun 24, 2016 | Jun 24, 2020 | Liberty Global Class C | 967,468 | 967,468 | D |
| Liberty Global Share Appreciation Rights CF1 | $29.88 | Jun 24, 2016 | A | 1,933,985 | A | Jun 24, 2016 | Jun 24, 2020 | Liberty Global Class C | 1,933,985 | 1,933,985 | D |
| LiLAC Share Appreciation Rights AF1 | $30.02 | Jun 24, 2016 | A | 48,562 | A | Jun 24, 2016 | Jun 24, 2020 | LiLAC Class A | 48,562 | 48,562 | D |
| LiLAC Share Appreciation Rights CF1 | $31.37 | Jun 24, 2016 | A | 48,343 | A | Jun 24, 2016 | Jun 24, 2020 | LiLAC Class C | 48,343 | 48,343 | D |
| LiLAC Share Appreciation Rights CF1 | $29.66 | Jun 24, 2016 | A | 96,687 | A | Jun 24, 2016 | Jun 24, 2020 | LiLAC Class C | 96,687 | 96,687 | D |
Explanation of responses
- F1On June 24, 2013, the Reporting Person was granted a share appreciation right based on the number of ordinary shares of the applicable class of the Issuer's ordinary shares, subject to satisfaction of certain performance criteria and continued employment on June 24, 2016. The performance criteria has been met, resulting in the vesting of the share appreciation right.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.