SEC Form 4 · accession 0001570585-16-000702
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Rapley
Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Jun 16, 2016 | M | 579 | — | A | 3,364 | D | |
| Liberty Global Class CF1 | Jun 16, 2016 | M | 1,158 | — | A | 17,780 | D | |
| LiLAC Class AF1 | Jun 16, 2016 | M | 28 | — | A | 166 | D | |
| LiLAC Class CF1 | Jun 16, 2016 | M | 57 | — | A | 1,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F2 | $35.04 | Jun 16, 2016 | A | 5,840 | A | — | Jun 16, 2023 | Liberty Global Class A | 5,840 | 5,840 | D |
| Liberty Global Share Option C (right to buy)F2 | $34.27 | Jun 16, 2016 | A | 11,680 | A | — | Jun 16, 2023 | Liberty Global Class C | 11,680 | 11,680 | D |
| LiLAC Share Option A (right to buy)F2 | $36.94 | Jun 16, 2016 | A | 292 | A | — | Jun 16, 2023 | LiLAC Class A | 292 | 292 | D |
| LiLAC Share Option C (right to buy)F2 | $37.48 | Jun 16, 2016 | A | 584 | A | — | Jun 16, 2023 | LiLAC Class C | 584 | 584 | D |
| Liberty Global Restricted Share Units AF1,F3 | — | Jun 16, 2016 | M | 579 | D | — | — | Liberty Global Class A | 579 | 0 | D |
| Liberty Global Restricted Share Units CF1,F3 | — | Jun 16, 2016 | M | 1,158 | D | — | — | Liberty Global Class C | 1,158 | 0 | D |
| LiLAC Restricted Share Units AF1,F3 | — | Jun 16, 2016 | M | 28 | D | — | — | LiLAC Class A | 28 | 0 | D |
| LiLAC Restricted Share Units CF1,F3 | — | Jun 16, 2016 | M | 57 | D | — | — | LiLAC Class C | 57 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
- F3The Restricted Share Units vest in full on the date of the Issuer's 2016 annual general meeting of shareholders.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.