SEC Form 4 · accession 0001570585-16-000699
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Gould
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 20, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Jun 15, 2016 | M | 10,501 | $10.15 | A | 221,435 | D | |
| Liberty Global Class AF1 | Jun 15, 2016 | S | 10,501 | $35.3378 | D | 210,934 | D | |
| Liberty Global Class C | Jun 15, 2016 | M | 20,908 | $9.84 | A | 972,536 | D | |
| Liberty Global Class C | Jun 15, 2016 | M | 10,454 | $10.07 | A | 982,990 | D | |
| Liberty Global Class CF2 | Jun 15, 2016 | S | 31,362 | $34.4312 | D | 951,628 | D | |
| LiLAC Class A | Jun 16, 2016 | M | 525 | $9.56 | A | 10,962 | D | |
| LiLAC Class C | Jun 16, 2016 | M | 522 | $9.99 | A | 47,775 | D | |
| LiLAC Class C | Jun 16, 2016 | M | 1,045 | $9.77 | A | 48,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F3 | $10.15 | Jun 15, 2016 | M | 10,501 | D | — | Jun 22, 2016 | Liberty Global Class A | 10,501 | 0 | D |
| Liberty Global Share Option C (right to buy)F3 | $9.84 | Jun 15, 2016 | M | 20,908 | D | — | Jun 22, 2016 | Liberty Global Class C | 20,908 | 0 | D |
| Liberty Global Share Option C (right to buy)F3 | $10.07 | Jun 15, 2016 | M | 10,454 | D | — | Jun 22, 2016 | Liberty Global Class C | 10,454 | 0 | D |
| LiLAC Share Option A (right to buy)F3 | $9.56 | Jun 16, 2016 | M | 525 | D | — | Jun 22, 2016 | LiLAC Class A | 525 | 0 | D |
| LiLAC Share Option C (right to buy)F3 | $9.99 | Jun 16, 2016 | M | 522 | D | — | Jun 22, 2016 | LiLAC Class C | 522 | 0 | D |
| LiLAC Share Option C (right to buy)F3 | $9.77 | Jun 16, 2016 | M | 1,045 | D | — | Jun 22, 2016 | LiLAC Class C | 1,045 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $35.321 to $35.361. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F2The price reflects a weighted average of sales made at prices ranging from $34.41 to $34.455. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F3The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.