SEC Form 4 · accession 0001570585-16-000677
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Cole Jr.
Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 8, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Jun 7, 2016 | M | 5,250 | $10.15 | A | 16,154 | D | |
| Liberty Global Class AF1 | Jun 7, 2016 | S | 5,250 | $39.4536 | D | 10,904 | D | |
| Liberty Global Class C | Jun 7, 2016 | M | 5,227 | $10.07 | A | 55,541 | D | |
| Liberty Global Class C | Jun 7, 2016 | M | 10,454 | $9.84 | A | 65,995 | D | |
| Liberty Global Class CF2 | Jun 7, 2016 | S | 15,681 | $37.8562 | D | 50,314 | D | |
| LiLAC Class A | Jun 7, 2016 | M | 262 | $9.56 | A | 785 | D | |
| LiLAC Class A | Jun 7, 2016 | S | 262 | $37.308 | D | 523 | D | |
| LiLAC Class C | Jun 7, 2016 | M | 261 | $9.99 | A | 2,735 | D | |
| LiLAC Class C | Jun 7, 2016 | M | 522 | $9.77 | A | 3,257 | D | |
| LiLAC Class CF3 | Jun 7, 2016 | S | 783 | $37.9096 | D | 2,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F4 | $10.15 | Jun 7, 2016 | M | 5,250 | D | — | Jun 22, 2016 | Liberty Global Class A | 5,250 | 0 | D |
| Liberty Global Share Option C (right to buy)F4 | $10.07 | Jun 7, 2016 | M | 5,227 | D | — | Jun 22, 2016 | Liberty Global Class C | 5,227 | 0 | D |
| Liberty Global Share Option C (right to buy)F4 | $9.84 | Jun 7, 2016 | M | 10,454 | D | — | Jun 22, 2016 | Liberty Global Class C | 10,454 | 0 | D |
| LiLAC Share Option A (right to buy)F4 | $9.56 | Jun 7, 2016 | M | 262 | D | — | Jun 22, 2016 | LiLAC Class A | 262 | 0 | D |
| LiLAC Share Option C (right to buy)F4 | $9.99 | Jun 7, 2016 | M | 261 | D | — | Jun 22, 2016 | LiLAC Class C | 261 | 0 | D |
| LiLAC Share Option C (right to buy)F4 | $9.77 | Jun 7, 2016 | M | 522 | D | — | Jun 22, 2016 | LiLAC Class C | 522 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $39.451 to $39.465. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F2The price reflects a weighted average of sales made at prices ranging from $37.85 to $37.885. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F3The price reflects a weighted average of sales made at prices ranging from $37.906 to $37.93. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F4The option is immediately exercisable.
Remarks
The trading symbols for the Issuers classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.