SEC Form 4 · accession 0001570585-16-000673
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Dick
Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class C | Jun 3, 2016 | M | 10,454 | $10.07 | A | 54,549 | D | |
| Liberty Global Class CF1 | Jun 3, 2016 | S | 10,454 | $37.292 | D | 44,095 | D | |
| LiLAC Class C | Jun 3, 2016 | M | 522 | $9.99 | A | 2,686 | D | |
| LiLAC Class CF2 | Jun 3, 2016 | S | 522 | $38.3213 | D | 2,164 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option C (right to buy)F3 | $10.07 | Jun 3, 2016 | M | 10,454 | D | — | Jun 22, 2016 | Liberty Global Class C | 10,454 | 0 | D |
| LiLAC Share Option C (right to buy)F3 | $9.99 | Jun 3, 2016 | M | 522 | D | — | Jun 22, 2016 | LiLAC Class C | 522 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $37.287 to $37.317. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F2The price reflects a weighted average of sales made at prices ranging from $38.285 to $38.36. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F3The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.