SEC Form 4 · accession 0001570585-16-000662
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J David Wargo
Director
Period of report
May 23, 2016
Accepted (ET)
May 24, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | May 23, 2016 | M | 10,501 | $10.15 | A | 26,028 | D | |
| Liberty Global Class C | May 23, 2016 | M | 10,454 | $10.07 | A | 57,286 | D | |
| Liberty Global Class C | May 23, 2016 | M | 20,908 | $9.84 | A | 78,194 | D | |
| LiLAC Class A | May 23, 2016 | M | 525 | $9.56 | A | 1,234 | D | |
| LiLAC Class C | May 23, 2016 | M | 522 | $9.99 | A | 2,665 | D | |
| LiLAC Class C | May 23, 2016 | M | 1,045 | $9.77 | A | 3,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F1 | $10.15 | May 23, 2016 | M | 10,501 | D | — | Jun 22, 2016 | Liberty Global Class A | 10,501 | 0 | D |
| Liberty Global Share Option C (right to buy)F1 | $10.07 | May 23, 2016 | A | 10,454 | D | — | Jun 22, 2016 | Liberty Global Class C | 10,454 | 0 | D |
| Liberty Global Share Option C (right to buy)F1 | $9.84 | May 23, 2016 | A | 20,908 | D | — | Jun 22, 2016 | Liberty Global Class C | 20,908 | 0 | D |
| LiLAC Share Option A (right to buy)F1 | $9.56 | May 23, 2016 | A | 525 | D | — | Jun 22, 2016 | LiLAC Class A | 525 | 0 | D |
| LiLAC Share Option C (right to buy)F1 | $9.99 | May 23, 2016 | A | 522 | D | — | Jun 22, 2016 | LiLAC Class C | 522 | 0 | D |
| LiLAC Share Option C (right to buy)F1 | $9.77 | May 23, 2016 | A | 1,045 | D | — | Jun 22, 2016 | LiLAC Class C | 1,045 | 0 | D |
Explanation of responses
- F1The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.