SEC Form 4 · accession 0001570585-16-000653
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1,F2 | May 16, 2016 | A | 3,616,468 | — | A | 3,616,468 | I | by Columbus Holding LLC |
| Liberty Global Class CF1,F2 | May 16, 2016 | A | 8,853,787 | — | A | 8,853,787 | I | by Columbus Holding LLC |
| LiLAC Class AF1,F2 | May 16, 2016 | A | 1,001,337 | — | A | 1,001,337 | I | by Columbus Holding LLC |
| LiLAC Class CF1,F2 | May 16, 2016 | A | 2,453,402 | — | A | 2,453,402 | I | by Columbus Holding LLC |
| Liberty Global Class A | holding | — | — | — | 952,177 | D | ||
| Liberty Global Class C | holding | — | — | — | 3,938,195 | D | ||
| LiLAC Class A | holding | — | — | — | 47,608 | D | ||
| LiLAC Class C | holding | — | — | — | 226,609 | D | ||
| Liberty Global Class AF3 | holding | — | — | — | 90,303 | I | By Spouse | |
| Liberty Global Class CF3 | holding | — | — | — | 680,041 | I | By Spouse | |
| LiLAC Class AF3 | holding | — | — | — | 4,515 | I | By Spouse | |
| LiLAC Class CF3 | holding | — | — | — | 34,002 | I | By Spouse | |
| Liberty Global Class CF4 | holding | — | — | — | 7,117,225 | I | By A Trust | |
| LiLAC Class CF4 | holding | — | — | — | 375,861 | I | By A Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received by Columbus Holding LLC ("CHLLC") in exchange for 575,096,759 shares of Cable and Wireless Communications Plc ordinary shares in connection with the acquisition of Cable and Wireless Communications Plc by the Issuer on May 16, 2016. The Issuer's securities received by CHLLC are exempt under Rule 16b-3 of the Securities Act of 1934, as amended. On the acquisition date, the closing price for each class of the Issuer's securities was: $38.16 per Liberty Global Class A share, $37.59 per Liberty Global Class C share, $40.06 per LiLAC Class A share and $42.02 per LiLAC Class C share.
- F2Such securities were acquired by CHLLC, in which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may be deemed to be the indirect beneficial owner of the Issuer's securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- F3The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F4Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.