SEC Form 4 · accession 0001570585-16-000618
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F1 | $37.73 | May 1, 2016 | A | 30,259 | A | — | May 1, 2023 | Liberty Global Class A | 30,259 | 30,259 | D |
| Liberty Global Share Option C (right to buy)F1 | $36.60 | May 1, 2016 | A | 60,518 | A | — | May 1, 2023 | Liberty Global Class C | 60,518 | 60,518 | D |
| LiLAC Share Option A (right to buy)F1 | $37.53 | May 1, 2016 | A | 1,513 | A | — | May 1, 2023 | LiLAC Class A | 1,513 | 1,513 | D |
| LiLAC Share Option C (right to buy)F1 | $40.61 | May 1, 2016 | A | 3,026 | A | — | May 1, 2023 | LiLAC Class C | 3,026 | 3,026 | D |
Explanation of responses
- F1The option vests in three equal annual installments commencing on May 1, 2017.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.