SEC Form 4 · accession 0001570585-16-000617
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diederik Karsten
Officer — EVP, Chief Commerical Officer
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Appreciation Rights AF1 | $37.73 | May 1, 2016 | A | 60,536 | A | — | May 1, 2023 | Liberty Global Class A | 60,536 | 60,536 | D |
| Liberty Global Share Appreciation Rights CF1 | $36.60 | May 1, 2016 | A | 121,072 | A | — | May 1, 2023 | Liberty Global Class C | 121,072 | 121,072 | D |
| LiLAC Share Appreciation Rights AF1 | $37.53 | May 1, 2016 | A | 3,026 | A | — | May 1, 2023 | LiLAC Class A | 3,026 | 3,026 | D |
| LiLAC Share Appreciation Rights CF1 | $40.61 | May 1, 2016 | A | 6,052 | A | — | May 1, 2023 | LiLAC Class C | 6,052 | 6,052 | D |
Explanation of responses
- F1The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.