SEC Form 4 · accession 0001570585-16-000546
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Balan Nair
Officer — EVP & CTO
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Apr 1, 2016 | M | 13,515 | — | A | 84,809 | D | |
| Liberty Global Class A | Apr 1, 2016 | F | 6,296 | $38.92 | D | 78,513 | D | |
| Liberty Global Class CF1 | Apr 1, 2016 | M | 27,031 | — | A | 311,624 | D | |
| Liberty Global Class C | Apr 1, 2016 | F | 12,592 | $38.08 | D | 299,032 | D | |
| LiLAC Class AF1 | Apr 1, 2016 | M | 675 | — | A | 4,237 | D | |
| LiLAC Class A | Apr 1, 2016 | F | 315 | $34.94 | D | 3,922 | D | |
| LiLAC Class CF1 | Apr 1, 2016 | M | 1,351 | — | A | 15,577 | D | |
| LiLAC Class C | Apr 1, 2016 | F | 630 | $37.64 | D | 14,947 | D | |
| Liberty Global Class CF2 | holding | — | — | — | 6,508 | I | By 401(k) Plan | |
| LiLAC Class C | holding | — | — | — | 314 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F3 | — | Apr 1, 2016 | M | 13,515 | D | — | — | Liberty Global Class A | 13,515 | 13,516 | D |
| Liberty Global Restricted Share Units CF1,F3 | — | Apr 1, 2016 | M | 27,031 | D | — | — | Liberty Global Class C | 27,031 | 27,031 | D |
| LiLAC Restricted Share Units AF1,F3 | — | Apr 1, 2016 | M | 675 | D | — | — | LiLAC Class A | 675 | 676 | D |
| LiLAC Restricted Share Units CF1,F3 | — | Apr 1, 2016 | M | 1,351 | D | — | — | LiLAC Class C | 1,351 | 1,352 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Reporting Person received 224 shares contributed by Issuer under its 401(k) Plan as of December 31, 2015.
- F3The Restricted Share Units vest in two equal semi-annual installments on April 1, 2016 and October 1, 2016.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.