SEC Form 4 · accession 0001570585-16-000545
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diederik Karsten
Officer — EVP, Chief Commerical Officer
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Apr 1, 2016 | M | 13,515 | — | A | 32,724 | D | |
| Liberty Global Class A | Apr 1, 2016 | F | 7,028 | $38.92 | D | 25,696 | D | |
| Liberty Global Class CF1 | Apr 1, 2016 | M | 27,031 | — | A | 104,529 | D | |
| Liberty Global Class C | Apr 1, 2016 | F | 14,057 | $38.08 | D | 90,472 | D | |
| LiLAC Class AF1 | Apr 1, 2016 | M | 675 | — | A | 1,632 | D | |
| LiLAC Class A | Apr 1, 2016 | F | 352 | $34.94 | D | 1,280 | D | |
| LiLAC Class CF1 | Apr 1, 2016 | M | 1,351 | — | A | 5,225 | D | |
| LiLAC Class C | Apr 1, 2016 | F | 704 | $37.64 | D | 4,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Apr 1, 2016 | M | 13,515 | D | — | — | Liberty Global Class A | 13,515 | 13,516 | D |
| Liberty Global Restricted Share Units CF1,F2 | — | Apr 1, 2016 | M | 27,031 | D | — | — | Liberty Global Class C | 27,031 | 27,031 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Apr 1, 2016 | M | 675 | D | — | — | LiLAC Class A | 675 | 676 | D |
| LiLAC Restricted Share Units CF1,F2 | — | Apr 1, 2016 | M | 1,351 | D | — | — | LiLAC Class C | 1,351 | 1,352 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest in two equal semi-annual installments on April 1, 2016 and October 1, 2016.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.