SEC Form 4 · accession 0001570585-16-000542
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bernard G Dvorak
Officer — EVP & Co-CFO
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Apr 1, 2016 | M | 13,515 | — | A | 29,190 | D | |
| Liberty Global Class A | Apr 1, 2016 | F | 6,296 | $38.92 | D | 22,894 | D | |
| Liberty Global Class CF1 | Apr 1, 2016 | M | 27,031 | — | A | 259,026 | D | |
| Liberty Global Class C | Apr 1, 2016 | F | 12,592 | $38.08 | D | 246,434 | D | |
| LiLAC Class AF1 | Apr 1, 2016 | M | 675 | — | A | 1,456 | D | |
| LiLAC Class A | Apr 1, 2016 | F | 315 | $34.94 | D | 1,141 | D | |
| LiLAC Class CF1 | Apr 1, 2016 | M | 1,351 | — | A | 13,197 | D | |
| LiLAC Class C | Apr 1, 2016 | F | 630 | $37.64 | D | 12,567 | D | |
| Liberty Global Class AF1,F2 | Apr 1, 2016 | M | 4,055 | — | A | 9,358 | I | By Spouse |
| Liberty Global Class AF2 | Apr 1, 2016 | F | 1,298 | $38.92 | D | 8,060 | I | By Spouse |
| Liberty Global Class CF1,F2 | Apr 1, 2016 | M | 8,109 | — | A | 104,921 | I | By Spouse |
| Liberty Global Class CF2 | Apr 1, 2016 | F | 2,594 | $38.08 | D | 102,327 | I | By Spouse |
| LiLAC Class AF1,F2 | Apr 1, 2016 | M | 202 | — | A | 445 | I | By Spouse |
| LiLAC Class AF2 | Apr 1, 2016 | F | 66 | $34.94 | D | 379 | I | By Spouse |
| LiLAC Class CF1,F2 | Apr 1, 2016 | M | 405 | — | A | 5,187 | I | By Spouse |
| LiLAC Class CF2 | Apr 1, 2016 | F | 131 | $37.64 | D | 5,056 | I | By Spouse |
| Liberty Global Class A | holding | — | — | — | 510 | I | By 401(k) Plan | |
| Liberty Global Class C | holding | — | — | — | 11,263 | I | By 401(k) Plan | |
| LiLAC Class A | holding | — | — | — | 25 | I | By 401(k) Plan | |
| LiLAC Class C | holding | — | — | — | 555 | I | By 401(k) Plan | |
| Liberty Global Class AF2 | holding | — | — | — | 1,551 | I | By 401(k) Plan For Spouse | |
| Liberty Global Class CF2 | holding | — | — | — | 14,328 | I | By 401(k) Plan For Spouse | |
| LiLAC Class AF2 | holding | — | — | — | 77 | I | By 401(k) Plan for Spouse | |
| LiLAC Class CF2 | holding | — | — | — | 707 | I | By 401(k) Plan for Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F3 | — | Apr 1, 2016 | M | 13,515 | D | — | — | Liberty Global Class A | 13,515 | 13,516 | D |
| Liberty Global Restricted Share Units CF1,F3 | — | Apr 1, 2016 | M | 27,031 | D | — | — | Liberty Global Class C | 27,031 | 27,031 | D |
| LiLAC Restricted Share Units AF1,F3 | — | Apr 1, 2016 | M | 675 | D | — | — | LiLAC Class A | 675 | 676 | D |
| LiLAC Restricted Share Units CF1,F3 | — | Apr 1, 2016 | M | 1,351 | D | — | — | LiLAC Class C | 1,351 | 1,352 | D |
| Liberty Global Restricted Share Units AF1,F2,F3 | — | Apr 1, 2016 | M | 4,055 | D | — | — | Liberty Global Class A | 4,055 | 4,055 | I |
| Liberty Global Restricted Share Units CF1,F2,F3 | — | Apr 1, 2016 | M | 8,109 | D | — | — | Liberty Global Class C | 8,109 | 8,110 | I |
| LiLAC Restricted Share Units AF1,F2,F3 | — | Apr 1, 2016 | M | 202 | D | — | — | LiLAC Class A | 202 | 203 | I |
| LiLAC Restricted Share Units CF1,F2,F3 | — | Apr 1, 2016 | M | 405 | D | — | — | LiLAC Class C | 405 | 405 | I |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3The Restricted Share Units vest in two equal semi-annual installments on April 1, 2016 and October 1, 2016.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.