SEC Form 4 · accession 0001570585-16-000528
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Cole
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A Share Fund UnitsF2,F1 | — | Mar 31, 2016 | A | 175 | A | — | — | Liberty Global Class A | 175 | 175 | D |
| Liberty Global Class C Share Fund UnitsF2,F1 | — | Mar 31, 2016 | A | 359 | A | — | — | Liberty Global Class C | 359 | 359 | D |
| LiLAC Class A Share Fund UnitsF2,F1 | — | Mar 31, 2016 | A | 9 | A | — | — | LiLAC Class A | 9 | 9 | D |
| LiLAC Class C Share Fund UnitsF2,F1 | — | Mar 31, 2016 | A | 18 | A | — | — | LiLAC Class C | 18 | 18 | D |
Explanation of responses
- F1The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan.
- F2The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Issuer's applicable class of ordinary shares on March 31, 2016, with the value of any fractional shares deferred in cash.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.