SEC Form 4 · accession 0001570585-16-000502
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diederik Karsten
Officer — EVP, Chief Commerical Officer
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Mar 21, 2016 | M | 8,138 | $7.64 | A | 21,341 | D | |
| Liberty Global Class A | Mar 21, 2016 | M | 7,302 | $6.74 | A | 28,643 | D | |
| Liberty Global Class A | Mar 21, 2016 | F | 9,434 | $38.10 | D | 19,209 | D | |
| Liberty Global Class C | Mar 21, 2016 | M | 8,101 | $7.58 | A | 67,711 | D | |
| Liberty Global Class C | Mar 21, 2016 | M | 16,202 | $7.55 | A | 83,913 | D | |
| Liberty Global Class C | Mar 21, 2016 | M | 7,270 | $6.69 | A | 91,183 | D | |
| Liberty Global Class C | Mar 21, 2016 | M | 14,538 | $6.61 | A | 105,721 | D | |
| Liberty Global Class C | Mar 21, 2016 | F | 28,223 | $37.15 | D | 77,498 | D | |
| LiLAC Class A | Mar 21, 2016 | M | 406 | $7.19 | A | 1,065 | D | |
| LiLAC Class A | Mar 21, 2016 | M | 365 | $6.35 | A | 1,430 | D | |
| LiLAC Class A | Mar 21, 2016 | F | 473 | $35.19 | D | 957 | D | |
| LiLAC Class C | Mar 21, 2016 | M | 405 | $7.52 | A | 3,383 | D | |
| LiLAC Class C | Mar 21, 2016 | M | 810 | $7.50 | A | 4,193 | D | |
| LiLAC Class C | Mar 21, 2016 | M | 363 | $6.64 | A | 4,556 | D | |
| LiLAC Class C | Mar 21, 2016 | M | 726 | $6.56 | A | 5,282 | D | |
| LiLAC Class C | Mar 21, 2016 | F | 1,408 | $37.65 | D | 3,874 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Appreciation Rights AF1 | $7.64 | Mar 21, 2016 | M | 8,138 | D | — | May 1, 2016 | Liberty Global Class A | 8,138 | 0 | D |
| Liberty Global Share Appreciation Rights AF1 | $6.74 | Mar 21, 2016 | M | 7,302 | D | — | May 1, 2016 | Liberty Global Class A | 7,302 | 0 | D |
| Liberty Global Share Appreciation Rights CF1 | $7.58 | Mar 21, 2016 | M | 8,101 | D | — | May 1, 2016 | Liberty Global Class C | 8,101 | 0 | D |
| Liberty Global Share Appreciation Rights CF1 | $7.55 | Mar 21, 2016 | M | 16,202 | D | — | May 1, 2016 | Liberty Global Class C | 16,202 | 0 | D |
| Liberty Global Share Appreciation Rights CF1 | $6.69 | Mar 21, 2016 | M | 7,270 | D | — | May 1, 2016 | Liberty Global Class C | 7,270 | 0 | D |
| Liberty Global Share Appreciation Rights CF1 | $6.61 | Mar 21, 2016 | M | 14,538 | D | — | May 1, 2016 | Liberty Global Class C | 14,538 | 0 | D |
| LiLAC Share Appreciation Rights AF1 | $7.19 | Mar 21, 2016 | M | 406 | D | — | May 1, 2016 | LiLAC Class A | 406 | 0 | D |
| LiLAC Share Appreciation Rights AF1 | $6.35 | Mar 21, 2016 | M | 365 | D | — | Jun 16, 2016 | LiLAC Class A | 365 | 0 | D |
| LiLAC Share Appreciation Rights CF1 | $7.50 | Mar 21, 2016 | M | 810 | D | — | May 1, 2016 | LiLAC Class C | 810 | 0 | D |
| LiLAC Share Appreciation Rights CF1 | $6.64 | Mar 21, 2016 | M | 363 | D | — | Jun 16, 2016 | LiLAC Class C | 363 | 0 | D |
| LiLAC Share Appreciation Rights CF1 | $6.56 | Mar 21, 2016 | M | 726 | D | — | Jun 16, 2016 | LiLAC Class C | 726 | 0 | D |
| LiLAC Share Appreciation Rights CF1 | $7.52 | Mar 21, 2016 | M | 405 | D | — | May 1, 2016 | LiLAC Class C | 405 | 0 | D |
Explanation of responses
- F1The SARs are immediately exercisable.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.