SEC Form 4 · accession 0001127602-16-043632
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Fries
Officer — President & CEO · Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Feb 24, 2016 | A | 81,093 | A | — | — | Liberty Global Class A | 81,093 | 81,093 | D |
| Liberty Global Restricted Share Units CF1,F2 | — | Feb 24, 2016 | A | 162,185 | A | — | — | Liberty Global Class C | 162,185 | 162,185 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Feb 24, 2016 | A | 4,054 | A | — | — | LiLAC Class A | 4,054 | 4,054 | D |
| LiLAC Restricted Share Units CF1,F2 | — | Feb 24, 2016 | A | 8,109 | A | — | — | LiLAC Class C | 8,109 | 8,109 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest in two equal semi-annual installments on April 1, 2016 and October 1, 2016.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.