SEC Form 4 · accession 0001127602-16-043631
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard G Dvorak
Officer — EVP & Co-CFO
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Feb 24, 2016 | A | 27,031 | A | — | — | Liberty Global Class A | 27,031 | 27,031 | D |
| Liberty Global Restricted Share Units CF1,F2 | — | Feb 24, 2016 | A | 54,062 | A | — | — | Liberty Global Class C | 54,062 | 54,062 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Feb 24, 2016 | A | 1,351 | A | — | — | LiLAC Class A | 1,351 | 1,351 | D |
| LiLAC Restricted Share Units CF1,F2 | — | Feb 24, 2016 | A | 2,703 | A | — | — | LiLAC Class C | 2,703 | 2,703 | D |
| Liberty Global Restricted Share Units AF3,F1,F2 | — | Feb 24, 2016 | A | 8,110 | A | — | — | Liberty Global Class A | 8,110 | 8,110 | I |
| Liberty Global Restricted Share Units CF3,F1,F2 | — | Feb 24, 2016 | A | 16,219 | A | — | — | Liberty Global Class C | 16,219 | 16,219 | I |
| LiLAC Restricted Share Units AF3,F1,F2 | — | Feb 24, 2016 | A | 405 | A | — | — | LiLAC Class A | 405 | 405 | I |
| LiLAC Restricted Share Units CF3,F1,F2 | — | Feb 24, 2016 | A | 810 | A | — | — | LiLAC Class C | 810 | 810 | I |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest in two equal semi-annual installments on April 1, 2016 and October 1, 2016.
- F3The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.