SEC Form 5 · accession 0001127602-16-039857
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard G Dvorak
Officer — EVP & Co-CFO
Period of report
Dec 31, 2015
Accepted (ET)
Feb 5, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class C | Nov 17, 2015 | G | 5,000 | $0.00 | D | 231,995 | D | |
| Liberty Global Class CF1 | holding | — | — | — | 11,263 | I | By 401(k) Plan | |
| Liberty Global Class CF2,F3 | holding | — | — | — | 14,328 | I | By 401(k) Plan For Spouse | |
| Liberty Global Class CF2 | holding | — | — | — | 96,812 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person received 157 shares contributed by Issuer under its 401(k) Plan as of December 31, 2015.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3The Reporting Person's spouse received 188 shares contributed by Issuer under its 401(k) Plan as of December 31, 2015.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.