SEC Form 5 · accession 0001127602-15-028434
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J C Sparkman
Director
Period of report
Dec 31, 2014
Accepted (ET)
Oct 2, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Sep 1, 2012 | G | 7,804 | $0.00 | D | 10,526 | D | |
| Liberty Global Class C | Sep 1, 2012 | G | 7,804 | $0.00 | D | 10,572 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person recently learned a Form 5 for this gift was not filed. These shares were held through a partnership of which the Reporting Person and his spouse were the sole general partners. On September 1, 2012, the Reporting Person and his spouse transferred all interests in the partnership to their adult children as part of their estate planning. In prior reports, the Reporting Person reported beneficial ownership of these shares held by the partnership.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.