SEC Form 4 · accession 0001127602-15-026587
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class CF2 | Sep 1, 2015 | S | 62,000 | $43.7667 | D | 4,404,195 | D | |
| Liberty Global Class CF3 | Sep 1, 2015 | S | 4,000 | $44.3345 | D | 4,400,195 | D | |
| Liberty Global Class CF4 | holding | — | — | — | 7,357,225 | I | By A Trust | |
| Liberty Global Class CF5 | holding | — | — | — | 680,041 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014.
- F2The price reflects a weighted average of sales made at prices ranging from $43.27 to $44.26. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F3The price reflects a weighted average of sales made at prices ranging from $44.27 to $44.45. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F4Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.
- F5The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.