SEC Form 4 · accession 0001127602-15-025036
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H R Bracken
Officer — EVP & Co-CFO
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Aug 13, 2015 | M | 42,136 | $51.58 | A | 42,136 | D | |
| Liberty Global Class A | Aug 13, 2015 | F | 29,009 | $51.58 | D | 13,127 | D | |
| Liberty Global Class AF1 | Aug 14, 2015 | S | 13,127 | $51.5517 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation Rights AF2 | $21.26 | Aug 13, 2015 | M | 42,136 | D | — | May 1, 2018 | Liberty Global Class A | 42,136 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $51.52 to $51.591. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F2The SARs are immediately exercisable.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.