SEC Form 4 · accession 0001127602-15-023685
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
Jul 9, 2015
Accepted (ET)
Jul 29, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LiLAC Share Option A (right to buy)F2 | $31.91 | Jul 9, 2015 | A | 318 | A | — | May 1, 2023 | LiLAC Class A | 318 | 318 | D |
| LiLAC Share Option A (right to buy)F3 | $35.06 | Jul 9, 2015 | A | 1,039 | A | — | May 1, 2021 | LiLAC Class A | 1,039 | 1,039 | D |
| LiLAC Share Option A (right to buy)F4 | $45.52 | Jul 9, 2015 | A | 1,307 | A | — | May 1, 2022 | LiLAC Class A | 1,307 | 1,307 | D |
| LiLAC Share Option C (right to buy)F2 | $33.35 | Jul 9, 2015 | A | 317 | A | — | May 1, 2023 | LiLAC Class C | 317 | 317 | D |
| LiLAC Share Option C (right to buy)F2 | $31.14 | Jul 9, 2015 | A | 682 | A | — | May 1, 2023 | LiLAC Class C | 682 | 682 | D |
| LiLAC Share Option C (right to buy)F3 | $35.37 | Jul 9, 2015 | A | 2,069 | A | — | May 1, 2021 | LiLAC Class C | 2,069 | 2,069 | D |
| LiLAC Share Option C (right to buy)F4 | $46.52 | Jul 9, 2015 | A | 2,667 | A | — | May 21, 2022 | LiLAC Class C | 2,667 | 2,667 | D |
| Share Option A (right to buy)F1,F2 | $33.87 | Jul 9, 2015 | J | 6,370 | A | — | May 1, 2023 | Liberty Global Class A | 6,370 | 6,370 | D |
| Share Option A (right to buy)F1,F3 | $37.22 | Jul 9, 2015 | J | 20,802 | A | — | May 1, 2021 | Liberty Global Class A | 20,802 | 20,802 | D |
| Share Option A (right to buy)F1,F4 | $48.31 | Jul 9, 2015 | J | 26,067 | A | — | May 1, 2022 | Liberty Global Class A | 26,067 | 26,067 | D |
| Share Option C (right to buy)F1,F2 | $33.59 | Jul 9, 2015 | J | 6,340 | A | — | May 1, 2023 | Liberty Global Class C | 6,340 | 6,340 | D |
| Share Option C (right to buy)F1,F2 | $31.37 | Jul 9, 2015 | J | 13,652 | A | — | May 1, 2023 | Liberty Global Class C | 13,652 | 13,652 | D |
| Share Option C (right to buy)F1,F3 | $35.63 | Jul 9, 2015 | J | 41,393 | A | — | May 1, 2021 | Liberty Global Class C | 41,393 | 41,393 | D |
| Share Option C (right to buy)F1,F4 | $46.86 | Jul 9, 2015 | J | 52,560 | A | — | May 1, 2022 | Liberty Global Class C | 52,560 | 52,560 | D |
Explanation of responses
- F1On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award.
- F2The option vests in three equal annual installments commencing on May 1, 2014.
- F3The option vests in three equal annual installments commencing on May 1, 2015.
- F4The option vests in three equal annual installments commencing on May 1, 2016.
Remarks
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.