SEC Form 4 · accession 0001127602-15-021573
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Rapley
Director
Period of report
Jun 25, 2015
Accepted (ET)
Jun 29, 2015 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Jun 25, 2015 | M | 736 | — | A | 2,785 | D | |
| Class C Ordinary SharesF1 | Jun 25, 2015 | M | 1,472 | — | A | 19,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option A (right to buy)F2 | $56.21 | Jun 25, 2015 | A | 2,054 | A | — | Jun 25, 2022 | Class A Ordinary Shares | 2,054 | 2,054 | D |
| Stock Option C (right to buy)F2 | $52.92 | Jun 25, 2015 | A | 4,107 | A | — | Jun 25, 2022 | Class C Ordinary Shares | 4,107 | 4,107 | D |
| Restricted Share Units AF1,F3 | — | Jun 25, 2015 | A | 579 | A | — | — | Class A Ordinary Shares | 579 | 579 | D |
| Restricted Share Units CF1,F3 | — | Jun 25, 2015 | A | 1,158 | A | — | — | Class C Ordinary Shares | 1,158 | 1,158 | D |
| Restricted Share Units AF1,F4 | — | Jun 25, 2015 | M | 736 | D | — | — | Class A Ordinary Shares | 736 | 0 | D |
| Restricted Share Units CF1,F4 | — | Jun 25, 2015 | M | 1,472 | D | — | — | Class C Ordinary Shares | 1,472 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- F2The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
- F3The Restricted Share Units will vest in full on the date of the Issuer's 2016 annual general meeting of shareholders.
- F4The Restricted Share Units will vest in full on the date of the Issuer's 2015 annual general meeting of shareholders.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.