SEC Form 4 · accession 0001127602-15-018728
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | May 22, 2015 | S | 32,197 | $57.2882 | D | 1,015,577 | D | |
| Class A Ordinary SharesF2 | May 22, 2015 | S | 63,400 | $57.7642 | D | 952,177 | D | |
| Class C Ordinary SharesF3 | May 22, 2015 | S | 237,106 | $53.9971 | D | 4,712,722 | D | |
| Class C Ordinary SharesF4 | May 22, 2015 | S | 48,527 | $54.4135 | D | 4,664,195 | D | |
| Class A Ordinary SharesF5 | holding | — | — | — | 90,303 | I | By Spouse | |
| Class C Ordinary SharesF6 | holding | — | — | — | 7,597,225 | I | By A Trust | |
| Class C Ordinary SharesF5 | holding | — | — | — | 680,041 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $56.53 to $57.52. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F2The price reflects a weighted average of sales made at prices ranging from $57.53 to $58.18. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F3The price reflects a weighted average of sales made at prices ranging from $53.33 to $54.325. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F4The price reflects a weighted average of sales made at prices ranging from $54.33 to $54.529. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F5The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F6Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.