SEC Form 4 · accession 0001127602-15-016353
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Fries
Officer — President & CEO · Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights AF1 | $53.11 | May 1, 2015 | A | 149,473 | A | — | May 1, 2022 | Class A Ordinary Shares | 149,473 | 149,473 | D |
| Stock Appreciation Rights CF1 | $51.40 | May 1, 2015 | A | 298,946 | A | — | May 1, 2022 | Class C Ordinary Shares | 298,946 | 298,946 | D |
Explanation of responses
- F1The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.