SEC Form 4 · accession 0001127602-15-016349
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard G Dvorak
Officer — EVP & Co-CFO
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights AF1 | $53.11 | May 1, 2015 | A | 49,827 | A | — | May 1, 2022 | Class A Ordinary Shares | 49,827 | 49,827 | D |
| Stock Appreciation Rights CF1 | $51.40 | May 1, 2015 | A | 99,654 | A | — | May 1, 2022 | Class C Ordinary Shares | 99,654 | 99,654 | D |
| Stock Appreciation Rights AF2,F1 | $53.11 | May 1, 2015 | A | 14,945 | A | — | May 1, 2022 | Class A Ordinary Shares | 14,945 | 14,945 | I |
| Stock Appreciation Rights CF2,F1 | $51.40 | May 1, 2015 | A | 29,890 | A | — | May 1, 2022 | Class C Ordinary Shares | 29,890 | 29,890 | I |
Explanation of responses
- F1The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.