SEC Form 4 · accession 0001127602-15-013741
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Balan Nair
Officer — EVP & CTO
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Mar 31, 2015 | M | 9,700 | $0.00 | A | 95,653 | D | |
| Class A Ordinary Shares | Mar 31, 2015 | F | 4,520 | $51.47 | D | 91,133 | D | |
| Class C Ordinary SharesF1 | Mar 31, 2015 | M | 29,101 | $0.00 | A | 287,630 | D | |
| Class C Ordinary Shares | Mar 31, 2015 | F | 13,560 | $49.81 | D | 274,070 | D | |
| Class C Ordinary SharesF2 | holding | — | — | — | 6,205 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units AF1,F3 | — | Mar 31, 2015 | M | 9,700 | D | — | — | Class A Ordinary Shares | 9,700 | 9,701 | D |
| Restricted Share Units CF1,F3 | — | Mar 31, 2015 | M | 29,101 | D | — | — | Class C Ordinary Shares | 29,101 | 29,103 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- F2The Reporting Person received 94 shares contributed by Issuer under its 401(k) Plan as of March 31, 2015.
- F3The Restricted Share Units vest in two equal semi-annual installments on March 31, 2015 and September 30, 2015.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.