SEC Form 4 · accession 0001127602-15-013728
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard G Dvorak
Officer — EVP & Co-CFO
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Mar 31, 2015 | M | 9,700 | $0.00 | A | 13,916 | D | |
| Class A Ordinary Shares | Mar 31, 2015 | F | 3,422 | $51.47 | D | 10,494 | D | |
| Class C Ordinary SharesF1 | Mar 31, 2015 | M | 29,101 | $0.00 | A | 235,012 | D | |
| Class C Ordinary Shares | Mar 31, 2015 | F | 13,560 | $49.81 | D | 221,452 | D | |
| Class A Ordinary SharesF1 | Mar 31, 2015 | M | 2,772 | $0.00 | A | 4,305 | I | By Spouse |
| Class A Ordinary Shares | Mar 31, 2015 | F | 887 | $51.47 | D | 3,418 | I | By Spouse |
| Class C Ordinary SharesF1 | Mar 31, 2015 | M | 8,315 | $0.00 | A | 93,933 | I | By Spouse |
| Class C Ordinary Shares | Mar 31, 2015 | F | 2,661 | $49.81 | D | 91,272 | I | By Spouse |
| Class A Ordinary Shares | holding | — | — | — | 510 | I | By 401(k) Plan | |
| Class A Ordinary SharesF2 | holding | — | — | — | 1,551 | I | By 401(k) Plan For Spouse | |
| Class C Ordinary SharesF3 | holding | — | — | — | 11,005 | I | By 401(k) Plan | |
| Class C Ordinary SharesF2,F4 | holding | — | — | — | 14,076 | I | By 401(k) Plan For Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units AF1,F5 | — | Mar 31, 2015 | M | 9,700 | D | — | — | Class A Ordinary Shares | 9,700 | 9,701 | D |
| Restricted Share Units CF1,F5 | — | Mar 31, 2015 | M | 29,101 | D | — | — | Class C Ordinary Shares | 29,101 | 29,103 | D |
| Restricted Share Units AF1,F2,F5 | — | Mar 31, 2015 | M | 2,772 | D | — | — | Class A Ordinary Shares | 2,772 | 2,772 | I |
| Restricted Share Units CF1,F2,F5 | — | Mar 31, 2015 | M | 8,315 | D | — | — | Class C Ordinary Shares | 8,315 | 8,316 | I |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3The Reporting Person received 125 shares contributed by Issuer under its 401(k) Plan as of March 31, 2015.
- F4The Reporting Person's spouse received 142 shares contributed by Issuer under its 401(k) Plan as of March 31, 2015.
- F5The Restricted Share Units vest in two equal semi-annual installments on March 31, 2015 and September 30, 2015.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.