SEC Form 4 · accession 0001127602-15-013724
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J David Wargo
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Mar 31, 2015 | A | 25 | $51.47 | A | 5,412 | D | |
| Class C Ordinary SharesF1 | Mar 31, 2015 | A | 49 | $49.81 | A | 16,600 | D | |
| Class C Ordinary SharesF2 | holding | — | — | — | 32 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Stock Fund UnitsF4,F3 | — | Mar 31, 2015 | A | 140 | A | — | — | Class A Ordinary Shares | 140 | 3,445 | D |
| Class C Stock Fund UnitsF4,F3 | — | Mar 31, 2015 | A | 281 | A | — | — | Class C Ordinary Shares | 281 | 8,626 | D |
Explanation of responses
- F1Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the portion of the fees paid in shares to the Reporting Person for his services as a director. The number of shares was determined after the stock fund units were determined using the closing market price of the applicable class of ordinary shares on March 31, 2015.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3The stock fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The stock fund units confer no voting or other rights of stock ownership. The stock fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan.
- F4The stock fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of stock fund units acquired is based on the closing prices of the Class A and Class C ordinary shares on March 31, 2015, with the value of any fractional shares deferred in cash.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.