SEC Form 4 · accession 0001127602-15-011729
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael T Fries
Officer — President & CEO · Director
Period of report
Mar 15, 2015
Accepted (ET)
Mar 17, 2015 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Mar 15, 2015 | M | 333,333 | $51.99 | A | 1,016,238 | D | |
| Class B Ordinary Shares | Mar 15, 2015 | M | 333,333 | $54.38 | A | 333,333 | D | |
| Class A Ordinary Shares | Mar 15, 2015 | F | 316,578 | $51.99 | D | 366,327 | D | |
| Class A Ordinary Shares | holding | — | — | — | 1,977 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units AF1,F2 | — | Mar 15, 2015 | M | 333,333 | D | — | — | Class A Ordinary Shares | 333,333 | 666,667 | D |
| Restricted Share Units BF1,F2 | — | Mar 15, 2015 | M | 333,333 | D | — | — | Class B Ordinary Shares | 333,333 | 666,667 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class B ordinary shares, as the case may be.
- F2The Restricted Share Units vest in three equal annual installments on March 15, 2015, March 15, 2016 and March 15, 2017.
Remarks
The trading symbols for the Issuer's Class A, Class B and Class C ordinary shares are LBTYA, LBTYB and LBTYK, respectively.