SEC Form 4 · accession 0001127602-15-007483
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard G Dvorak
Officer — EVP & Co-CFO
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units AF1,F2 | — | Feb 18, 2015 | A | 19,401 | A | — | — | Class A Ordinary Shares | 19,401 | 19,401 | D |
| Restricted Share Units CF1,F2 | — | Feb 18, 2015 | A | 58,204 | A | — | — | Class C Ordinary Shares | 58,204 | 58,204 | D |
| Restricted Share Units AF3,F1,F2 | — | Feb 18, 2015 | A | 5,544 | A | — | — | Class A Ordinary Shares | 5,544 | 5,544 | I |
| Restricted Share Units CF3,F1,F2 | — | Feb 18, 2015 | A | 16,631 | A | — | — | Class C Ordinary Shares | 16,631 | 16,631 | I |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest in two equal semi-annual installments on March 31, 2015 and September 30, 2015.
- F3The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks
The trading symbols for the Issuer's Class A, Class B and Class C ordinary shares are LBTYA, LBTYB and LBTYK, respectively.