SEC Form 4 · accession 0001127602-15-002022
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
Jan 15, 2015
Accepted (ET)
Jan 16, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Ordinary SharesF2,F3 | Jan 15, 2015 | S | 50,000 | $45.9717 | D | 7,827,225 | I | By A Trust |
| Class C Ordinary Shares | holding | — | — | — | 4,928,195 | D | ||
| Class C Ordinary SharesF4 | holding | — | — | — | 680,041 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as trustee of the trust on May 12, 2014, as amended.
- F2The price reflects a weighted average of sales made at prices ranging from $45.64 to $46.43. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- F3Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust.
- F4The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.