SEC Form 4 · accession 0001127602-15-000963
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J David Wargo
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Stock Fund UnitsF2,F1 | — | Dec 31, 2014 | A | 170 | A | — | — | Class A Ordinary Shares | 170 | 3,305 | D |
| Class C Stock Fund UnitsF2,F1 | — | Dec 31, 2014 | A | 340 | A | — | — | Class C Ordinary Shares | 340 | 8,345 | D |
Explanation of responses
- F1The stock fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The stock fund units confer no voting or other rights of stock ownership. The stock fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan.
- F2The stock fund units represent the deferral of the equity portion of the fees paid to the Reporting Person for his services as a director. The number of stock fund units acquired is based on the closing prices of the Class A and Class C ordinary shares on December 31, 2014, with the value of any fractional shares deferred in cash.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.