SEC Form 4 · accession 0001127602-15-000960
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Green
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Dec 31, 2014 | A | 170 | $50.205 | A | 5,258 | D | |
| Class C Ordinary SharesF1 | Dec 31, 2014 | A | 340 | $48.31 | A | 12,088 | D | |
| Class A Ordinary Shares | Jan 1, 2015 | M | 149 | $50.205 | A | 5,407 | D | |
| Class C Ordinary Shares | Jan 1, 2015 | M | 446 | $48.31 | A | 12,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units AF2 | $0.00 | Jan 1, 2015 | M | 149 | D | Jan 1, 2015 | — | Class A Ordinary Shares | 149 | 595 | D |
| Restricted Share Units CF2,F3 | $0.00 | Jan 1, 2015 | M | 446 | D | Jan 1, 2015 | — | Class C Ordinary Shares | 446 | 1,784 | D |
Explanation of responses
- F1Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on December 31, 2014.
- F2Each stock fund unit represents the economic equivalent of one share of Series A or Series C common stock, as the case may be. The stock fund units confer no voting or other rights of stock ownership. The stock fund units become payable in a series of five substantially equal annual installments beginning on January 1, 2015, subject to certain other payment events.
- F3On March 3, 2014, the Issuer distributed shares of its Class C ordinary shares as a dividend at a rate of one Class C ordinary share for every share of Issuer's ordinary shares outstanding as of February 14, 2014. As a result, the number of Class C ordinary shares has been adjusted for the dividend.
Remarks
The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively.