SEC Form 4 · accession 0001171843-17-004969
Pathway Capital Opportunity Fund, Inc. · [NA]
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 25, 2015
Accepted (ET)
Aug 10, 2017 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 16,233 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 25, 2015, Pathway Energy Infrastructure Management, LLC ceased to be a 10% Owner of Pathway Energy Infrastructure Fund, Inc. Mr. John F. Barry III may be deemed to share beneficial ownership with Pathway Energy Infrastructure Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Pathway Energy Infrastructure Management, LLC.