SEC Form 4 · accession 0001171843-17-004968
Pathway Capital Opportunity Fund, Inc. · [NA]
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Other
Period of report
Aug 25, 2015
Accepted (ET)
Aug 10, 2017 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 16,233 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. John F. Barry III may be deemed to share beneficial ownership with Pathway Energy Infrastructure Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Pathway Energy Infrastructure Management, LLC. On August 25, 2015, Pathway Energy Infrastructure Management, LLC ceased to be a 10% Owner of Pathway Energy Infrastructure Fund, Inc.