SEC Form 4 · accession 0001104659-17-051304
Pathway Capital Opportunity Fund, Inc. · [NA]
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Aisner
Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 11, 2017 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2015 | P$0 | 1,420 | — | A | 1,420 | I | See footnote |
| Common StockF2 | Dec 31, 2015 | P$0 | 4,118 | — | A | 5,538 | I | See footnote |
| Common StockF3 | Jan 2, 2017 | J | 5,538 | — | A | 5,538 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Mr. Aisner's pecuniary interest in shares owned by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC).
- F2Represents Mr. Aisner's pecuiniary interest in shares owned by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of these shares represent pecuniary interests held by family trusts; Mr. Aisner disclaims beneficial ownership of such shares.
- F3Mr. Aisner's ownership of these shares moved from "indirect" to "direct" as part of the consideration paid for redemption of his membership interests in Behringer Harvard Holdings , LLC (nka Stratera Holdings, LLC). A portion of these shares are held by family trusts; Mr. Aisner disclaims beneficial ownership of such shares.