SEC Form 4 · accession 0001104659-17-051299
Pathway Capital Opportunity Fund, Inc. · [NA]
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Cohen
Officer — Executive Vice President
Period of report
Aug 25, 2015
Accepted (ET)
Aug 11, 2017 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2015 | A | 1,776 | — | A | 1,776 | I | See footnote |
| Common StockF2 | Nov 2, 2015 | A | 2,510 | — | A | 4,286 | I | See footnote |
| Common StockF3,F2 | Jan 2, 2017 | A | 68 | — | A | 4,354 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents pecuniary interests of a family trust of shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). Mr. Cohen disclaims beneficial ownership of these shares.
- F2Represents pecuniary interests of Mr. Cohen in shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares.
- F3Increase in pecuniary interest as a result of a former member of Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC) moving from indirect to direct ownership. A portion or such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares.