SEC Form 4 · accession 0000914851-17-000237
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. · CBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Eades
Other
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 11:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2017 | P | 2,700 | $9.057 | A | 6,797 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $9.057 to $9.059 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2Includes shares acquired through the Fund's Dividend Reinvestment Plan.