SEC Form 4 · accession 0001567619-18-008168
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric J Egenhoefer
Other
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2018 | S | 1,900 | $16.131 | D | 82,531 | D | |
| Common Stock | Dec 14, 2018 | S | 100 | $16.14 | D | 82,431 | D | |
| Common Stock | Dec 14, 2018 | S | 2,744 | $16.131 | D | 79,687 | D | |
| Common Stock | Dec 14, 2018 | S | 300 | $16.165 | D | 79,387 | D | |
| Common Stock | Dec 14, 2018 | S | 100 | $16.17 | D | 79,287 | D | |
| Common Stock | Dec 14, 2018 | S | 500 | $16.20 | D | 78,787 | D | |
| Common Stock | Dec 14, 2018 | S | 2,576 | $16.12 | D | 76,211 | D | |
| Common Stock | Dec 14, 2018 | S | 200 | $16.13 | D | 76,011 | D | |
| Common Stock | Dec 14, 2018 | S | 1,700 | $16.18 | D | 74,311 | D | |
| Common Stock | Dec 14, 2018 | S | 200 | $16.19 | D | 74,111 | D | |
| Common Stock | Dec 14, 2018 | S | 200 | $16.14 | D | 73,911 | D | |
| Common Stock | Dec 14, 2018 | S | 400 | $16.16 | D | 73,511 | D | |
| Common Stock | Dec 14, 2018 | S | 3,574 | $16.201 | D | 69,937 | D | |
| Common Stock | Dec 14, 2018 | S | 100 | $16.21 | D | 69,837 | D | |
| Common Stock | Dec 14, 2018 | S | 300 | $16.22 | D | 69,537 | D | |
| Common Stock | Dec 14, 2018 | S | 526 | $16.30 | D | 69,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | holding | — | — | — | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 6,950 | 10,000 | D |