SEC Form 4 · accession 0001567619-18-002430
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Syburg Bartel
Director
Period of report
Sep 11, 2018
Accepted (ET)
Sep 12, 2018 · 12:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commn Stock | Sep 11, 2018 | S | 2,700 | $17.0246 | D | 0 | I | By Spouse |
| Common Stock | Sep 11, 2018 | S | 3,779 | $17.00 | D | 0 | I | By IRA |
| Common Stock | Sep 11, 2018 | S | 1,255 | $17.0163 | D | 0 | I | By Trust |
| Common Stock | holding | — | — | — | 28,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | holding | — | — | — | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 100,000 | 100,000 | D |