SEC Form 4 · accession 0001567619-18-001478
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Bruss
Officer — COO / General Counsel
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2018 | S | 577 | $17.00 | D | 35,542 | D | |
| Common Stock | Aug 17, 2018 | S | 2,423 | $17.00 | D | 33,119 | D | |
| Common Stock | holding | — | — | — | 37,886 | I | By ESOP | |
| Common Stock | holding | — | — | — | 13,095 | I | By 401k | |
| Common Stock | holding | — | — | — | 21 | I | By Custodian |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | holding | — | — | — | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 30,000 | 30,000 | D |