SEC Form 4 · accession 0001567619-18-000631
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric J Egenhoefer
Officer — Subsidiary President
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2018 | M | 7,601 | $12.75 | A | 92,038 | D | |
| Common Stock | Aug 10, 2018 | S | 6,441 | $17.00 | D | 85,597 | D | |
| Common Stock | Aug 10, 2018 | S | 1,160 | $17.025 | D | 84,437 | D | |
| Common Stock | Aug 13, 2018 | M | 6,950 | $12.75 | A | 91,387 | D | |
| Common Stock | Aug 13, 2018 | S | 6,750 | $17.00 | D | 84,637 | D | |
| Common Stock | Aug 13, 2018 | S | 200 | $17.025 | D | 84,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | Aug 10, 2018 | M | 7,601 | D | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 7,601 | 16,950 | D |
| Stock Options | $12.75 | Aug 13, 2018 | M | 6,950 | D | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 6,950 | 10,000 | D |