SEC Form 4 · accession 0001567619-18-000270
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric J Egenhoefer
Officer — Subsidiary President
Period of report
Aug 7, 2018
Accepted (ET)
Aug 9, 2018 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 2,798 | $12.75 | A | 87,235 | D | |
| Common Stock | Aug 7, 2018 | S | 2,798 | $17.00 | D | 84,437 | D | |
| Common Stock | Aug 8, 2018 | M | 20,643 | $12.75 | A | 105,080 | D | |
| Common Stock | Aug 8, 2018 | S | 20,303 | $17.00 | D | 84,777 | D | |
| Common Stock | Aug 8, 2018 | S | 340 | $17.025 | D | 84,437 | D | |
| Common Stock | Aug 9, 2018 | M | 2,008 | $12.75 | A | 86,445 | D | |
| Common Stock | Aug 9, 2018 | S | 2,008 | $17.00 | D | 84,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | Aug 7, 2018 | M | 2,798 | D | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 2,798 | 47,202 | D |
| Stock Options | $12.75 | Aug 8, 2018 | M | 20,643 | D | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 20,643 | 26,559 | D |
| Stock Options | $12.75 | Aug 9, 2018 | M | 2,008 | D | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 2,008 | 24,551 | D |