SEC Form 4 · accession 0001437749-26-028174
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan J Gordon
Officer — EVP/Chief Credit Officer
Period of report
Aug 13, 2026
Accepted (ET)
Aug 17, 2026 · 3:47 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2026 | M | 10,000 | $17.20 | A | 19,768 | D | |
| Common Stock | Aug 13, 2026 | S | 620 | $21.10 | D | 19,148 | D | |
| Common Stock | Aug 13, 2026 | S | 1,300 | $21.11 | D | 17,848 | D | |
| Common Stock | Aug 13, 2026 | S | 6,237 | $21.145 | D | 11,611 | D | |
| Common StockF1 | holding | — | — | — | 27,398 | I | By ESOP | |
| Common StockF2 | holding | — | — | — | 15,191 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.20 | Aug 13, 2026 | M | 10,000 | D | Jan 24, 2019 | Jan 24, 2028 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.