SEC Form 4 · accession 0001140361-18-021520
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Bruss
Officer — COO / General Counsel
Period of report
May 2, 2018
Accepted (ET)
May 3, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2018 | S | 600 | $17.40 | D | 48,363 | D | |
| Common Stock | May 2, 2018 | S | 100 | $17.425 | D | 48,263 | D | |
| Common Stock | May 2, 2018 | S | 2,444 | $17.45 | D | 45,819 | D | |
| Common Stock | May 2, 2018 | S | 600 | $17.475 | D | 45,219 | D | |
| Common Stock | holding | — | — | — | 37,886 | I | By ESOP | |
| Common Stock | holding | — | — | — | 13,095 | I | By 401k | |
| Common Stock | holding | — | — | — | 21 | I | By Custodian |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | holding | — | — | — | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 30,000 | 30,000 | D |