SEC Form 4 · accession 0001140361-16-077641
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Hansen
Director
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | S | 206 | $16.7475 | D | 85,271 | D | |
| Common Stock | Aug 22, 2016 | S | 548 | $16.75 | D | 84,723 | D | |
| Common Stock | Aug 23, 2016 | S | 167 | $16.64 | D | 84,556 | D | |
| Common Stock | Aug 23, 2016 | S | 100 | $16.665 | D | 84,456 | D | |
| Common Stock | Aug 23, 2016 | S | 100 | $16.67 | D | 84,356 | D | |
| Common Stock | Aug 23, 2016 | S | 400 | $16.68 | D | 83,956 | D | |
| Common Stock | Aug 23, 2016 | S | 300 | $16.69 | D | 83,656 | D | |
| Common Stock | Aug 23, 2016 | S | 100 | $16.705 | D | 83,556 | D | |
| Common Stock | Aug 23, 2016 | S | 400 | $16.71 | D | 83,156 | D | |
| Common Stock | Aug 23, 2016 | S | 400 | $16.715 | D | 82,756 | D | |
| Common Stock | Aug 23, 2016 | S | 182 | $16.725 | D | 82,574 | D | |
| Common Stock | Aug 23, 2016 | S | 400 | $16.73 | D | 82,174 | D | |
| Common Stock | Aug 23, 2016 | S | 100 | $16.735 | D | 82,074 | D | |
| Common Stock | Aug 23, 2016 | S | 402 | $16.74 | D | 81,672 | D | |
| Common Stock | Aug 23, 2016 | S | 900 | $16.75 | D | 80,772 | D | |
| Common Stock | Aug 23, 2016 | S | 100 | $16.76 | D | 80,672 | D | |
| Common Stock | Aug 23, 2016 | S | 700 | $16.77 | D | 79,972 | D | |
| Common Stock | Aug 23, 2016 | S | 100 | $16.785 | D | 79,872 | D | |
| Common Stock | holding | — | — | — | 186,541 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | holding | — | — | — | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 100,000 | 100,000 | D |